D-9.2, r. 15 - Regulation respecting the registration of firms, representatives and independent partnerships

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2.1. In order for a legal person to register as a firm in the sector of mortgage brokerage, its responsible officer must satisfy the following conditions:
(1)  he holds a representative’s certificate in the sector of mortgage brokerage;
(2)  in the 2 years preceding the application for registration, he passed the Authority’s examinations pertaining to the skills that must be possessed by the responsible officer of a firm or independent partnership registered in the sector of mortgage brokerage or by an independent representative registered in the sector, or he acted as the responsible officer of a firm or independent partnership registered in the sector of mortgage brokerage or was registered as an independent representative in the sector;
(3)  he is not in default of complying with the compulsory professional development requirements set out in section 5 of the Regulation respecting the compulsory professional development of mortgage brokers (chapter D-9.2, r. 13.2).
M.O. 2020-05, s. 3.